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Marvin T Smith
AI Financial Compliance
aifinancialcompliance.com (https://aifinancialcompliance.com)

AI Financial Compliance is automating how financial institutions manage risk, regulations, and reporting. Our platform uses machine learning to help banks, fintechs, and investment firms stay compliant with complex financial laws—without the manual effort, missed deadlines, or skyrocketing legal fees.

From AML and KYC to transaction monitoring, ESG tracking, and regulatory reporting, we turn compliance into a streamlined, intelligent workflow. Built to scale, powered by AI, and ready for audits—AI Financial Compliance helps financial companies stay ahead of changing regulations and avoid costly mistakes.

In a world of tighter scrutiny and shrinking margins, we give firms the confidence to innovate—without compliance risk holding them back.

  • Company Name: AI Financial Compliance
  • Website: aifinancialcompliance.com
  • Industry: FinTech • RegTech • Compliance Automation
  • Tagline: “Smarter Compliance. Safer Finance.”

AI Financial Compliance is a technology company dedicated to transforming regulatory compliance for the financial industry using artificial intelligence. Our platform is built for real-time risk detection, document generation, rule mapping, and cross-jurisdictional compliance workflows.

With founders from both finance and AI engineering backgrounds, we understand the high stakes of financial regulation—and we’re building the tools to meet them with clarity, control, and speed.

1. AI-Driven Risk & Compliance Engine

  • Monitors transactions, accounts, and entities for suspicious activity in real-time.
  • Automated alerts based on thresholds, pattern detection, and anomaly scoring.

2. Regulatory Intelligence Layer

  • Real-time updates on local and global regulations (FINRA, SEC, MiFID II, GDPR, etc.).
  • Smart mapping between operational activity and regulatory obligations.

3. AML/KYC Automation

  • Automated document verification, background checks, and client scoring.
  • Built-in sanction list screening, PEP detection, and audit-ready trails.

4. Regulatory Reporting Tools

  • One-click generation of filings like SARs, CTRs, and ESG disclosures.
  • Multi-format exports for local and international regulators.

5. Audit Trail & Evidence Hub

  • Versioned logs of every compliance action with timestamping and role tracking.
  • Built-in dashboards for risk scoring, historical trend analysis, and team oversight.

6. Data Privacy Compliance

  • Automated data redaction, encryption checks, and retention policy enforcement.
  • Pre-built modules for GDPR, CCPA, and evolving data protection laws.

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